Tag: research-governance
Concepts
- ADV Participation Limits in Research
- Controls on Expert Network Usage
- Independence of the Validation Function
- Investment Committee Sign-Off
- MNPI Controls in Research
- A Library of Negative Results
- Personal Account Dealing Policy
- Research Archive and Retention Policy
- Research Idea Intake and Triage
- SR 11-7 and Model Risk Management Guidance
- A Stage-Gate Research Process
- The Research Standards Document
- Three Lines of Defence in a Quant Firm
- Vendor Licence and Data Usage Rights